Establishing and Operating a Securities Broker-Dealer Out of Stock
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Establishing and Operating a Securities Broker-Dealer
By The National Regulatory Service
Summer/Fall 1986
This article examines the considerations which need to be made in setting up a broker-dealer firm through which various equipment leasing programs may be offered. It details the corporate concerns and the relationship between the parent corporation and broker-dealer subsidiary.
<span style=\"font-weight: bold;\">Establishing and Operating a Securities Broker-Dealer</span><br style=\"font-weight: bold;\" /><span style=\"font-weight: bold;\">By The National Regulatory Service</span><br style=\"font-weight: bold;\" /><span style=\"
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