Leasing Brokers & The Securities Laws Out of Stock
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Leasing Brokers & The Securities Laws
By Michael Downey Rice, Esq.
Spring 1983
Certain interests in equipment lease transactions may be construed as "securities" under federal securities laws, which would subject these interests and the lease brokers who handle them to federal regulation. The article examines the determining factors, finding that registration of lease brokers as broker/dealers under the Securities Exchange Act of 1934 preferable to possible exposure to noncompliance.
<span style=\"font-weight: bold;\">Leasing Brokers & The Securities Laws</span><br style=\"font-weight: bold;\" /><span style=\"font-weight: bold;\">By Michael Downey Rice, Esq.</span><br style=\"font-weight: bold;\" /><span style=\"font-weight: bold;
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